0000766050-17-000005.txt : 20170407 0000766050-17-000005.hdr.sgml : 20170407 20170407161917 ACCESSION NUMBER: 0000766050-17-000005 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170407 DATE AS OF CHANGE: 20170407 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: IGENE BIOTECHNOLOGY INC CENTRAL INDEX KEY: 0000793160 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE CHEMICALS [2870] IRS NUMBER: 521230461 STATE OF INCORPORATION: MD FISCAL YEAR END: 1209 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-38782 FILM NUMBER: 17749748 BUSINESS ADDRESS: STREET 1: 9110 RED BRANCH RD STREET 2: SUITE J CITY: COLUMBIA STATE: MD ZIP: 21045-2024 BUSINESS PHONE: 4109972599 MAIL ADDRESS: STREET 1: 9110 RED BRANCH ROAD STREET 2: SUITE J CITY: COLUMBIA STATE: MD ZIP: 21045-2024 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CANACCORD GENUITY INC. CENTRAL INDEX KEY: 0000766050 IRS NUMBER: 200779566 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE STREET 2: SUITE 1200 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (617) 371-3900 MAIL ADDRESS: STREET 1: 99 HIGH STREET STREET 2: SUITE 1200 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: CANACCORD ADAMS INC. DATE OF NAME CHANGE: 20100513 FORMER COMPANY: FORMER CONFORMED NAME: CANACCORD GENUITY INC. DATE OF NAME CHANGE: 20100511 FORMER COMPANY: FORMER CONFORMED NAME: CANACCORD ADAMS INC. DATE OF NAME CHANGE: 20060125 SC 13G 1 ignes13G.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION "Washington, D.C. 20549" SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___)* IGENE BIOTECHNOLOGY INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 451695100 (CUSIP Number) 7-Apr-17 (Date of Event which Requires Filing of this Statement) Checktheappropriatebox to designate the rule pursuant to which this Schedule is filed: [x_] Rule 13d-1(b) [_] Rule 13d-1(c) [_] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of "securities, and for any subsequent " amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be "subject to all other provisions of the Act (however, see the Notes)." SCHEDULE 13G CUSIP No. 451695100 1 Names of Reporting Persons CANACCORD GENUITY 2 Check the appropriate box if a member of a Group (see instructions) (a)[ ] (b)[ ] 3 Sec Use Only 4 Citizenship or Place of Organization "535 MADISON AVENUE, " "NEW YORK, NY 10022" Number of Shares Beneficially Owned by Each Reporting Person With: 5 Sole Voting Power 0 6 Shared Voting Power 0 7 Sole Dispositive Power "52,681,260" 8 Shared Dispositive Power 0 9 Aggregate Amount Beneficially Owned by Each Reporting Person 100% 10 Check box if the aggregate amount in row (9) excludes certain shares (See Instructions) [ ] 11 Percent of class represented by amount in row (9) 3% 12 Type of Reporting Person (See Instructions) BD Item 1. (a) Name of Issuer: IGENE BIOTECHNOLOGY (b) Address of Issuers Principal Executive Offices: 9110 RED BRANCH ROAD "COLUMBIA, MD 21045-2024" Item 2. (a) Name of Person Filing: Canaccord Genuity "(b) Address of Principal Business Office or, if None, Residence:" "535 MADISON AVENUE, NY NY 10022" (c) Citizenship: US (d) Title and Class of Securities: COMMON STOCK (e) CUSIP No.: 451695100 Item 3. If this statement is filed pursuant to 240.13d-1(b) "or 240.13d-2(b) or (c), check whether the person filing is a:" (a) [X_] Broker or dealer registered under Section 15 of the Act; (b) [_] Bank as defined in Section 3(a)(6) of the Act; (c) [_] Insurance company as defined in Section 3(a)(19) of the Act; (d) [_] Investment company registered under Section 8 of the Investment Company Act of 1940; (e) [_] An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) [_] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; (j) [_] A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J); (k) [_] "Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K). If " filing as a non-U.S. institution in accordance with "Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____" Item 4. Ownership (a) Amount Beneficially Owned: "$15,804.37 " (b) Percent of Class: 3.37 (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: (ii) Shared power to vote or to direct the vote: "(iii) Sole power to dispose or to direct the disposition of: 280,021,302" (iv) Shared power to dispose or to direct the disposition of: Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more "than five percent of the class of securities, check the following [ ]." Item 6. Ownership of more than Five Percent on Behalf of Another Person. Item 7. Identification and classification of the subsidiary which acquired the security being reported on by the parent holding company or control person. Item 8. Identification and classification of members of the group. Item 9. Notice of Dissolution of Group. Item 10. Certifications. SIGNATURE "After reasonable inquiry and to the best of my knowledge and belief," " I certify that the information set forth in this statement is true, " complete and correct. "Dated:April 07, 2017" /s/ Signature "Name/Title: Michael Norton, Complaince Associate" Michael Norton The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other " than an executive officer or general partner of this filing person), " evidence of the representative's authority to sign on behalf of such "person shall be filed with the statement, provided, however, that a power" of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature. Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001). Page 5 of 5 1297544.3